Justice Joseph Story, Dissenting Opinion, in
the Charles River Bridge case (Excerpts)
Some of the questions involved in the case
are of local law. And here, according to the known
principles of this court, we are bound to act upon that law, however different
from, or opposite to, the jurisprudence of other states, it either is, or may be
supposed to be. Other questions seem to belong exclusively to the jurisdiction
of the state tribunals, as they turn upon a conflict, real or supposed, between
the state constitution and the state laws. The only question, over which this
court possesses jurisdiction in this case (it being an appeal from a state court
and not from the circuit court) is, as has been stated at the bar, whether the obligation
of any contract,
within the true intent and meaning of the constitution of the United States, has
been violated, as set forth in the bill. All the other points argued, are before
us only as they are preliminaries and incidents to this.
I stand upon the old law; upon law
established more than three centuries ago, in cases contested with as much
ability and learning, as any in the annals of our jurisprudence, in resisting
any such encroachments upon the rights and liberties of the citizens, secured by
public grants. I will not consent to shake their title deeds, by any speculative
niceties or novelties.
The present, however, is not the case of a
royal grant, but of a legislative grant, by a public statute. The rules of the
common law in relation to royal grants have, therefore, in reality, nothing to
do with the case. We are to give this act of incorporation a rational and fair
construction, according to the general rules which govern in all cases of the
exposition of public statutes. We are to ascertain the legislative intent; and
that once ascertained, it is our duty to give it a full and liberal operation.
The books are full of cases to this effect…if indeed, so plain a principle of
common sense and common justice stood in any need of authority to support it.
An attempt has… been made, to put the case
of legislative grants upon the same footing as royal grants, as to their
construction; upon some supposed analogy between royal grants and legislative
grants, under our republican forms of government. Such a claim in favor of
republican prerogative is new; and no authority has been cited which supports
it. Our legislatures neither have, nor affect to have, any royal prerogatives.
There is no provision in the constitution authorizing their grants to be
construed differently from the grants of private persons, in regard to the like
subject matter. The policy of the common law, which gave the crown so many
exclusive privileges and extraordinary claims, different from those of the
subject, was founded, in a good measure, if not altogether, upon the divine
right of kings, or, at least, upon a sense of their exalted dignity and
pre-eminence over all subjects, and upon the notion, that they are entitled to
peculiar favor, for the protection of their kingly rights and office.
Parliamentary grants never enjoyed any such privileges; they were always
construed according to common sense and common reason, upon their language and
their intent. What reason is there, that our legislative acts should not receive
a similar interpretation? Is it not, at least, as important, in our free
governments, that a citizen should have as much security for his rights and
estate derived from the grants of the legislature, as he would have in England?
For my own part, I can conceive of no surer
plan to arrest all public improvements, founded on private capital and
enterprise, than to make the outlay of that capital uncertain and questionable,
both as to security and as to productiveness. No man will hazard his capital in
any enterprise, in which, if there be a loss, it must be borne exclusively by
himself; and if there be success, he has not the slightest security of enjoying
the rewards of that success, for a single moment. If the government means to
invite its citizens to enlarge the public comforts and conveniences, to
establish bridges, or turnpikes, or canals, or railroads, there must be some
pledge, that the property will be safe; that the enjoyment will be co-extensive
with the grant; and that success will not be the signal of a general combination
to overthrow its rights and to take away its profits. The very agitation of a
question of this sort is sufficient to alarm every stockholder in every public
enterprise of this sort, throughout the whole country.
But if there were any foundation for the
argument itself, in a general view, it would totally fail in its application to
the present case. Here, the grant, however exclusive, is but for a short and
limited period, more than two-thirds of which have already elapsed; and when it
is gone, the whole property and franchise are to revert to the state. The
legislature exercised a wholesome foresight on the subject; and within a
reasonable period, it will have an unrestricted authority to do whatever it may
choose, in the appropriation of the bridge and its tolls. There is not, then,
under any fair aspect of the case, the slightest reason to presume that public
improvements either can, or will, be injuriously retarded by a liberal
construction of the present grant.
This is not all. It is well known,
historically, that this was the very first bridge ever constructed, in New
England, over navigable tide- waters so near the sea. The rigors of our climate,
the dangers from sudden thaws and freezing, and the obstructions from ice in a
rapid current, were deemed by many persons to be insuperable obstacles to the
success of such a project. It was believed, that the bridge would scarcely stand
a single severe winter…. If Charles River bridge had been carried away, during
the first or second season after its erection, it is far from being certain,
that up to this moment, another bridge, upon such an arm of the sea, would ever
have been erected in Massachusetts…. [I]t seems to me, that the court is bound
to come to the interpretation of this charter, with a persuasion that it was
granted in furtherance, and not in derogation, of the public good.
Now, I put it to the common sense of every
man, whether if, at the moment of granting the charter, the legislature had said
to the proprietors; you shall build the bridge; you shall bear the burdens; you
shall be bound by the charges; and your sole reimbursement shall be from the
tolls of forty years: and yet we will not even guaranty you any certainty of
receiving any tolls; on the contrary; we reserve to ourselves the full power and
authority to erect other bridges, toll or free bridges, according to our own
free will and pleasure, contiguous to yours, and having the same termini with
yours; and if you are successful, we may thus supplant you, divide, destroy your
profits, and annihilate your tolls, without annihilating your burdens: if, I
say, such had been the language of the legislature, is there a man living, of
ordinary discretion or prudence, who would have accepted such a charter, upon
such terms? I fearlessly answer, no.
I confess, that the very statement of such
propositions is so startling to my mind, and so irreconcilable with all my
notions of good faith, and of any fair interpretation of the legislative
intentions, that I should always doubt the soundness of any reasoning which
should conduct me to such results.
It would be against the first principles of
justice, to presume that the legislature reserved a right to destroy its own
grant. That was the doctrine in Fletcher v. Peck, 6 Cranch 87, in this court;
and in other cases turning upon the same great principle of political and
constitutional duty and right. Can the legislature have power to do that
indirectly, which it cannot do directly? If it cannot take away, or resume, the
franchise itself, can it take away its whole substance and value? If the law
will create an implication, that the legislature shall not resume its own grant,
is it not equally as natural and as necessary an implication, that the
legislature shall not do any act directly to prejudice its own grant, or to
destroy its value?
But it is most important to remember, that in
the construction of all legislative grants, the common law must be taken into
consideration; for the legislature must be presumed to have in view the general
principles of construction which are recognized by the common law. Now, no
principle is better established, than the principle, that when a thing is given
or granted, the law giveth, impliedly, whatever is necessary for the taking and
enjoying the same. This is …the dictate of common sense applicable to all
grants. Is not the unobstructed possession of the tolls, indispensable to the
full enjoyment of the corporate rights granted to the proprietors of Charles
River bridge? If the tolls were withdrawn, directly or indirectly, by the
authority of the legislature, would not the franchise be utterly worthless? A
burden, and not a benefit? Would not the reservation of authority in the
legislature to create a rival bridge, impair, if it did not absolutely destroy,
the exclusive right of the proprietors of Charles River bridge? I conceive it
utterly impossible to give any other, than an affirmative, answer to each of
these questions.
I say this is the theory of the common law on
this subject.
But it is said, if this is the law, what then
is to become of turnpikes and canals? Is the legislature precluded from
authorizing new turnpikes or new canals, simply because they cross the path of
the old ones, and incidentally diminish their receipt of tolls? The answer is
plain. Every turnpike has its local limits and local termini; its points of
beginning and of end….The grant of a turnpike between A and B does not
preclude the legislature from the grant of a turnpike between A and C, even
though it should incidentally intercept some of the travel; for it is not
necessarily a nuisance to the former grant. The termini being different, the
grants are or may be substantially different. But if the legislature should
grant a second turnpike, substantially taking away the whole travel from the
first turnpike, between the same local points; then, I say, it is a violation of
the rights of the first turnpike.
What does the sound logic of the common law
teach us on this point? If a grant, even of the crown, admits of two
constructions, one of which will defeat, and the other will promote and secure,
the fair operation of the grant; the latter is to be followed.
The truth is, that the whole argument of the
defendants turns upon an implied reservation of power in the legislature to
defeat and destroy its own grant. The grant, construed upon its own terms, upon
the plain principles of construction of the common law, by which alone it ought
to be judged, is an exclusive grant. It is the grant of a franchise, publici
juris, with a right of tolls; and in all such cases, the common law asserts the
grant to be exclusive, so as to prevent injurious competition. The argument
seeks to exclude the common law from touching the grant, by implying an
exception in favor of the legislative authority to make any new grant.
To the answer already given to the objection,
that, unless such a reservation of power exists, there will be a stop put to the
progress of all public improvements; I wish, in this connection, to add, that
there never can any such consequence follow upon the opposite doctrine. If the
public exigencies and interests require that the franchise of Charles River
bridge should be taken away, or impaired, it may be lawfully done, upon making
due compensation to the proprietors. 'Whenever,' says the constitution of
Massachusetts, 'the public exigencies require that the property of any
individual should be appropriated to public uses, he shall receive a reasonable
compensation therefore;' and this franchise is property-is fixed determinate
property. We have been told, indeed, that where the damage is merely
consequential (as, by the erection of a new bridge, it is said that it would
be), the constitution does not entitle the party to compensation….
Suppose, a man is the owner of a mill, and
the legislature authorizes a diversion of the watercourse which supplies it,
whereby the mill is injured or ruined; are we to be told, that this is a
consequential injury, and not within the scope of the constitution? If not
within the scope of the constitution, it is, according to the fundamental
principles of a free government, a violation of private rights, which cannot be
taken away, without compensation. [This stands] upon the eternal principles of
justice, recognized by every government which is not a pure despotism.
Are we then to desert the wholesome
principles of the common law, the bulwark of our public liberties, and the
protecting shield of our private property, and assume a doctrine, which
substantially annihilates the security of all franchises affected with public
easements?
But, without stopping to examine into the
true meaning of phrases, it may be proper to say, that however extensive the
prerogatives and attributes of sovereignty may theoretically be, in free
governments, they are universally held to be restrained within some limits. Although
the sovereign power in free governments may appropriate all the property, public
as well as well as private, for public purposes, making compensation therefore;
yet it has never been understood, at least, never in our republic, that the
sovereign power can take the private property of A. and give it to B., by the
right of 'eminent domain;' or, that it can take it at all, except for public
purposes; or, that it can take it for public purposes, without the duty and
responsibility of making compensation for the sacrifice of the private property
of one, for the good of the whole. These limitations have been held to be
fundamental axioms in free governments like ours; and have accordingly received
the sanction of some of our most eminent judges and jurists….
They have also been incorporated into most of our state constitutions,
and into that of the United States; and, what is most important to the present
argument, into the state constitution of Massachusetts. So long as they
remain in those constitutions, they must be treated as limitations imposed by
the sovereign authority upon itself; and a fortiori, upon all its delegated
agents. The legislature of Massachusetts is, in no just sense, sovereign. It is
but the agent, with limited authority, of the state sovereignty; and it cannot
rightfully transcend the bounds fixed in the constitution.
To sum up, then, the whole argument on this
head: I maintain, that, upon the principles of common reason and legal
interpretation, the present grant carries with it a necessary implication, that
the legislature shall do no act to destroy or essentially to impair the
franchise; that… there is an implied agreement that the state will not grant
another bridge between Boston and Charlestown, so near as to draw away the
custom from the old one…. I maintain, that a different doctrine is utterly
repugnant to all the principles of the common law, applicable to all franchises
of a like nature; and that we must overturn some of the best securities of the
rights of property, before it can be established. I maintain, that the common
law is the birthright of every citizen of Massachusetts, and that he holds the
title deeds of his property, corporeal and incorporeal, under it. I maintain,
that under the principles of the common law, there exists no more right in the
legislature of Massachusetts, to erect the Warren bridge, to the ruin of the
franchise of the Charles River bridge, than exists to transfer the latter to the
former, or to authorize the former to demolish the latter. If the legislature
does not mean in its grant to give any exclusive rights, let it say so,
expressly, directly, and in terms admitting of no misconstruction.
[For m]y judgment … I seek no new
principles, but I apply such as are as old as the very rudiments of the common
law.
Upon the whole, my
judgment is, that the act of the legislature of Massachusetts granting the
charter of Warren Bridge, is an act impairing the obligation of the prior
contract and grant to the proprietors of Charles River bridge; and, by the
constitution of the United States, it is, therefore, utterly void. I am
for reversing the decree to the state court (dismissing the bill); and for
remanding the cause to the state court for further proceedings, as to law and
justice shall appertain.